Files
atap/ATAPAuditor/AuditGroups/Microsoft Windows 10-DISA-V1R23#AuditPolicies.ps1
T
2026-05-11 09:15:08 +02:00

1560 lines
58 KiB
PowerShell

# Common
function Get-AuditPolicySubcategoryGUID {
Param(
[Parameter(Mandatory = $true)]
[AllowEmptyString()]
[string] $Subcategory
)
$map = @{
"Security State Change" = "{0CCE9210-69AE-11D9-BED3-505054503030}"
"Security System Extension" = "{0CCE9211-69AE-11D9-BED3-505054503030}"
"System Integrity" = "{0CCE9212-69AE-11D9-BED3-505054503030}"
"IPsec Driver" = "{0CCE9213-69AE-11D9-BED3-505054503030}"
"Other System Events" = "{0CCE9214-69AE-11D9-BED3-505054503030}"
"Logon" = "{0CCE9215-69AE-11D9-BED3-505054503030}"
"Logoff" = "{0CCE9216-69AE-11D9-BED3-505054503030}"
"Account Lockout" = "{0CCE9217-69AE-11D9-BED3-505054503030}"
"IPsec Main Mode" = "{0CCE9218-69AE-11D9-BED3-505054503030}"
"IPsec Quick Mode" = "{0CCE9219-69AE-11D9-BED3-505054503030}"
"IPsec Extended Mode" = "{0CCE921A-69AE-11D9-BED3-505054503030}"
"Special Logon" = "{0CCE921B-69AE-11D9-BED3-505054503030}"
"Other Logon/Logoff Events" = "{0CCE921C-69AE-11D9-BED3-505054503030}"
"Network Policy Server" = "{0CCE9243-69AE-11D9-BED3-505054503030}"
"User / Device Claims" = "{0CCE9247-69AE-11D9-BED3-505054503030}"
"Group Membership" = "{0CCE9249-69AE-11D9-BED3-505054503030}"
"File System" = "{0CCE921D-69AE-11D9-BED3-505054503030}"
"Registry" = "{0CCE921E-69AE-11D9-BED3-505054503030}"
"Kernel Object" = "{0CCE921F-69AE-11D9-BED3-505054503030}"
"SAM" = "{0CCE9220-69AE-11D9-BED3-505054503030}"
"Certification Services" = "{0CCE9221-69AE-11D9-BED3-505054503030}"
"Application Generated" = "{0CCE9222-69AE-11D9-BED3-505054503030}"
"Handle Manipulation" = "{0CCE9223-69AE-11D9-BED3-505054503030}"
"File Share" = "{0CCE9224-69AE-11D9-BED3-505054503030}"
"Filtering Platform Packet Drop" = "{0CCE9225-69AE-11D9-BED3-505054503030}"
"Filtering Platform Connection" = "{0CCE9226-69AE-11D9-BED3-505054503030}"
"Other Object Access Events" = "{0CCE9227-69AE-11D9-BED3-505054503030}"
"Detailed File Share" = "{0CCE9244-69AE-11D9-BED3-505054503030}"
"Removable Storage" = "{0CCE9245-69AE-11D9-BED3-505054503030}"
"Central Policy Staging" = "{0CCE9246-69AE-11D9-BED3-505054503030}"
"Sensitive Privilege Use" = "{0CCE9228-69AE-11D9-BED3-505054503030}"
"Non Sensitive Privilege Use" = "{0CCE9229-69AE-11D9-BED3-505054503030}"
"Other Privilege Use Events" = "{0CCE922A-69AE-11D9-BED3-505054503030}"
"Process Creation" = "{0CCE922B-69AE-11D9-BED3-505054503030}"
"Process Termination" = "{0CCE922C-69AE-11D9-BED3-505054503030}"
"DPAPI Activity" = "{0CCE922D-69AE-11D9-BED3-505054503030}"
"RPC Events" = "{0CCE922E-69AE-11D9-BED3-505054503030}"
"Plug and Play Events" = "{0CCE9248-69AE-11D9-BED3-505054503030}"
"Token Right Adjusted Events" = "{0CCE924A-69AE-11D9-BED3-505054503030}"
"Audit Policy Change" = "{0CCE922F-69AE-11D9-BED3-505054503030}"
"Authentication Policy Change" = "{0CCE9230-69AE-11D9-BED3-505054503030}"
"Authorization Policy Change" = "{0CCE9231-69AE-11D9-BED3-505054503030}"
"MPSSVC Rule-Level Policy Change" = "{0CCE9232-69AE-11D9-BED3-505054503030}"
"Filtering Platform Policy Change" = "{0CCE9233-69AE-11D9-BED3-505054503030}"
"Other Policy Change Events" = "{0CCE9234-69AE-11D9-BED3-505054503030}"
"User Account Management" = "{0CCE9235-69AE-11D9-BED3-505054503030}"
"Computer Account Management" = "{0CCE9236-69AE-11D9-BED3-505054503030}"
"Security Group Management" = "{0CCE9237-69AE-11D9-BED3-505054503030}"
"Distribution Group Management" = "{0CCE9238-69AE-11D9-BED3-505054503030}"
"Application Group Management" = "{0CCE9239-69AE-11D9-BED3-505054503030}"
"Other Account Management Events" = "{0CCE923A-69AE-11D9-BED3-505054503030}"
"Directory Service Access" = "{0CCE923B-69AE-11D9-BED3-505054503030}"
"Directory Service Changes" = "{0CCE923C-69AE-11D9-BED3-505054503030}"
"Directory Service Replication" = "{0CCE923D-69AE-11D9-BED3-505054503030}"
"Detailed Directory Service Replication" = "{0CCE923E-69AE-11D9-BED3-505054503030}"
"Credential Validation" = "{0CCE923F-69AE-11D9-BED3-505054503030}"
"Kerberos Service Ticket Operations" = "{0CCE9240-69AE-11D9-BED3-505054503030}"
"Other Account Logon Events" = "{0CCE9241-69AE-11D9-BED3-505054503030}"
"Kerberos Authentication Service" = "{0CCE9242-69AE-11D9-BED3-505054503030}"
}
if ($map.ContainsKey($Subcategory)) {
return $map[$Subcategory]
}
return ""
}
# Tests
[AuditTest] @{
Id = "V-63431 + V-63435"
Task = "The system must be configured to audit Account Logon - Credential Validation failures. The system must be configured to audit Account Logon - Credential Validation successes."
Test = {
# Get the audit policy for the subcategory Credential Validation
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Credential Validation"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Credential Validation'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success and Failure" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63445"
Task = "The system must be configured to audit Account Management - Security Group Management successes."
Test = {
# Get the audit policy for the subcategory Security Group Management
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Security Group Management"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Security Group Management'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success" -and $setting -ne "Success and Failure" -And $setting -ne "Erfolg" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63447 + V-63449"
Task = "The system must be configured to audit Account Management - User Account Management failures. The system must be configured to audit Account Management - User Account Management successes."
Test = {
# Get the audit policy for the subcategory User Account Management
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "User Account Management"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'User Account Management'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success and Failure" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63451"
Task = "The system must be configured to audit Detailed Tracking - PNP Activity successes."
Test = {
# Get the audit policy for the subcategory Plug and Play Events
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Plug and Play Events"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Plug and Play Events'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success" -and $setting -ne "Success and Failure" -And $setting -ne "Erfolg" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63453"
Task = "The system must be configured to audit Detailed Tracking - Process Creation successes."
Test = {
# Get the audit policy for the subcategory Process Creation
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Process Creation"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Process Creation'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success" -and $setting -ne "Success and Failure" -And $setting -ne "Erfolg" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63457"
Task = "The system must be configured to audit Logon/Logoff - Group Membership successes."
Test = {
# Get the audit policy for the subcategory Group Membership
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Group Membership"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Group Membership'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success" -and $setting -ne "Success and Failure" -And $setting -ne "Erfolg" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63459"
Task = "The system must be configured to audit Logon/Logoff - Logoff successes."
Test = {
# Get the audit policy for the subcategory Logoff
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Logoff"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Logoff'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success" -and $setting -ne "Success and Failure" -And $setting -ne "Erfolg" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63463 + V-63467"
Task = "The system must be configured to audit Logon/Logoff - Logon failures. The system must be configured to audit Logon/Logoff - Logon successes."
Test = {
# Get the audit policy for the subcategory Logon
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Logon"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Logon'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success and Failure" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63469"
Task = "The system must be configured to audit Logon/Logoff - Special Logon successes."
Test = {
# Get the audit policy for the subcategory Special Logon
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Special Logon"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Special Logon'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success" -and $setting -ne "Success and Failure" -And $setting -ne "Erfolg" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63471 + V-63473"
Task = "The system must be configured to audit Object Access - Removable Storage failures. The system must be configured to audit Object Access - Removable Storage successes."
Test = {
# Get the audit policy for the subcategory Removable Storage
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Removable Storage"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Removable Storage'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success and Failure" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63479"
Task = "The system must be configured to audit Policy Change - Audit Policy Change successes."
Test = {
# Get the audit policy for the subcategory Audit Policy Change
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Audit Policy Change"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Audit Policy Change'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success" -and $setting -ne "Success and Failure" -And $setting -ne "Erfolg" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63481"
Task = "The system must be configured to audit Policy Change - Authentication Policy Change successes."
Test = {
# Get the audit policy for the subcategory Authentication Policy Change
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Authentication Policy Change"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Authentication Policy Change'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success" -and $setting -ne "Success and Failure" -And $setting -ne "Erfolg" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63483 + V-63487"
Task = "The system must be configured to audit Privilege Use - Sensitive Privilege Use failures. The system must be configured to audit Privilege Use - Sensitive Privilege Use successes."
Test = {
# Get the audit policy for the subcategory Sensitive Privilege Use
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Sensitive Privilege Use"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Sensitive Privilege Use'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success and Failure" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63491"
Task = "The system must be configured to audit System - IPSec Driver failures."
Test = {
# Get the audit policy for the subcategory IPSec Driver
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "IPSec Driver"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'IPSec Driver'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Failure" -and $setting -ne "Success and Failure" -And $setting -ne "Fehler" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63499 + V-63503"
Task = "The system must be configured to audit System - Other System Events successes. The system must be configured to audit System - Other System Events failures."
Test = {
# Get the audit policy for the subcategory Other System Events
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Other System Events"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Other System Events'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success and Failure" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63507"
Task = "The system must be configured to audit System - Security State Change successes."
Test = {
# Get the audit policy for the subcategory Security State Change
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Security State Change"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Security State Change'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success" -and $setting -ne "Success and Failure" -And $setting -ne "Erfolg" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63513"
Task = "The system must be configured to audit System - Security System Extension successes."
Test = {
# Get the audit policy for the subcategory Security System Extension
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Security System Extension"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Security System Extension'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success" -and $setting -ne "Success and Failure" -And $setting -ne "Erfolg" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-63515 + V-63517"
Task = "The system must be configured to audit System - System Integrity failures. The system must be configured to audit System - System Integrity successes."
Test = {
# Get the audit policy for the subcategory System Integrity
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "System Integrity"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'System Integrity'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success and Failure" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-71759"
Task = "The system must be configured to audit Logon/Logoff - Account Lockout failures."
Test = {
# Get the audit policy for the subcategory Account Lockout
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Account Lockout"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Account Lockout'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Failure" -and $setting -ne "Success and Failure" -And $setting -ne "Fehler" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-71761"
Task = "The system must be configured to audit Policy Change - Authorization Policy Change successes."
Test = {
# Get the audit policy for the subcategory Authorization Policy Change
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Authorization Policy Change"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Authorization Policy Change'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success" -and $setting -ne "Success and Failure" -And $setting -ne "Erfolg" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-74409 + V-74411"
Task = "Windows 10 must be configured to audit Object Access - Other Object Access Events failures. Windows 10 must be configured to audit Object Access - Other Object Access Events successes."
Test = {
# Get the audit policy for the subcategory Other Object Access Events
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Other Object Access Events"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Other Object Access Events'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success and Failure" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-74721 + V-75027"
Task = "Windows 10 must be configured to audit Object Access - File Share successes. Windows 10 must be configured to audit Object Access - File Share failures."
Test = {
# Get the audit policy for the subcategory File Share
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "File Share"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'File Share'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success and Failure" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-99541 + V-99543"
Task = "Windows 10 must be configured to audit other Logon/Logoff Events Failures. Windows 10 must be configured to audit other Logon/Logoff Events Successes."
Test = {
# Get the audit policy for the subcategory Other Logon/Logoff Events
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Other Logon/Logoff Events"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Other Logon/Logoff Events'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success and Failure" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-99545"
Task = "Windows 10 must be configured to audit Detailed File Share Failures."
Test = {
# Get the audit policy for the subcategory Detailed File Share
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Detailed File Share"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Detailed File Share'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Failure" -and $setting -ne "Success and Failure" -And $setting -ne "Fehler" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-99547 + V-99549"
Task = "Windows 10 must be configured to audit MPSSVC Rule-Level Policy Change Successes. Windows 10 must be configured to audit MPSSVC Rule-Level Policy Change Failures."
Test = {
# Get the audit policy for the subcategory MPSSVC Rule-Level Policy Change
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "MPSSVC Rule-Level Policy Change"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'MPSSVC Rule-Level Policy Change'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success and Failure" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}
[AuditTest] @{
Id = "V-99551 + V-99553"
Task = "Windows 10 must be configured to audit Other Policy Change Events Successes. Windows 10 must be configured to audit Other Policy Change Events Failures."
Test = {
# Get the audit policy for the subcategory Other Policy Change Events
$subCategoryGUID = Get-AuditPolicySubcategoryGUID -Subcategory "Other Policy Change Events"
if ([string]::IsNullOrEmpty($subCategoryGUID)) {
return @{
Message = "Cannot get Subcategory 'Other Policy Change Events'"
Status = "None"
}
}
$auditPolicyString = auditpol /get /subcategory:"$subCategoryGUID"
# auditpol does not throw exceptions, so test the results and throw if needed
if ($LASTEXITCODE -ne 0) {
$errorString = "'auditpol /get /subcategory:'$subCategoryGUID' returned with exit code $LASTEXITCODE"
throw [System.ArgumentException] $errorString
Write-Error -Message $errorString
}
if ($null -eq $auditPolicyString) {
return @{
Status = "Warning"
Message = "Couldn't get setting. Auditpol returned nothing."
}
}
# Remove empty lines and headers
$line = $auditPolicyString `
| Where-Object { $_ } `
| Select-Object -Skip 3
if ($line -notmatch "(No Auditing|Success and Failure|Success|Failure|Keine Überwachung|Erfolg und Fehler|Erfolg|Fehler)$") {
return @{
Status = "Warning"
Message = "Couldn't get setting."
}
}
$setting = $Matches[0]
if ($setting -ne "Success and Failure" -And $setting -ne "Erfolg und Fehler") {
return @{
Status = "False"
Message = "Set to: $setting"
}
}
return @{
Status = "True"
Message = "Compliant"
}
}
}